Simon Chapman

Client Service Director

Simon has over 20 years experience in the financial services industry, more than 10 of which he has spent working with companies within the group.

Simon has considerable experience of compliance auditing and interacting with varied financial services businesses. He also holds financial services qualifications and has particular experience of firms in the financial planning, broker-dealing, investment management and private equity sectors.

Simon has a wide experience of advising firms of differing sizes in all aspects of compliance or training and competence. His experience includes assignments under the rules of FSA [and the former PIA and IMRO regulators] as well as several Recognised Professional Bodies.

Prior to joining Resources Compliance, Simon held senior compliance positions and compliance administrator positions at regulated firms, from which he gained vast experience in implementing compliance monitoring programmes and procedures and compliance auditing.